AAWSAP Solicitation and Original Order, September 2008
DOW-UAP-D111 · page 29 of 59
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(iii} Providi ng prior to formal solici tati on of any covered Federal action any i nformati on not specifically requested but necessary for an agency to make an informed decision about initiation of a cover e d Federal act i on; (iv) Participating in technical discussions regarding the preparation of an unsolicited proposal pr ior t o i ts offi cial s ubmissi on; and (v) Making capabil ity presentations prior to formal solicitation of any covered Federal action by pe rsons s eeki ng awa rds from a n agency purs uant t o the pr ovi s ions of the Small Business Act , as amended by Pub . L. 95- 507, and subsequent amendments . (2 ) Pr ofessi onal and t echni c a l servi ces . (i) A payment of reasonable compensation made to an officer or employee of a person requesting or receiving a covered Federal action or an extension, continuation, renewal, amendment , or modification of a covered Federal acti on, if payment i s for professional or technical services rendered directly in the preparation, submission, or negotiation of any bid, proposal , or application for that Federal action or for meeting requirements i mposed by or pursuant to law as a condition for receiving that Federal action . (ii) Any reasonable payment to a person, other t han an officer or employee of a person requesting or receiving a covered Federal action or an extensi on, continuation, renewal, amendment , or modificat ion of a covered Federal action if t he payment is for professional or technical services rendered directl y i n the preparation, s ubmission, or negotiation of any bid, proposal, or application for t hat Federal action or for meeting requirements imposed by or pursuant to law as a conditi on for recei ving that Federal action . Per sons ot her than officer s or employees of a per son requesting or receiving a covered Federal action include consultants and trade associations . (i i i } As used in paragraph (c} (2) of this clause, "profe ssional and techni cal services " are limited to advice and analysis directly applying any professional or technical discipline (for examples , see FAR 3 . 803 (a) (2) (i i i ) ) . (iv) Requirements imposed by or pursuant to law as a condition for receiving a covered Federal award i nclude those required by law or regulation a nd a ny othe r requirements i n t he act ual award documents . (d) Di sclosure . (1 ) If the Contractor did not submit 0MB Standard Form LLL, Disclosure of Lobbying Activiti es, with its offer, but registrants under the Lobbying Disclosure Act of 1995 have subsequently made a lobbying cont act on behalf of the Contractor with respect t o this contract , the Contractor shall complete and submit 0MB Standard Form LLL to provide the name of the lobbying regi strants, including t he i ndividuals performing the services . (2 ) If the Contractor did submit 0MB Standard Form LLL disclosure pursuant to paragraph (d) of t he provision at FAR 52 . 203-11 , Certification and Disclosure Regarding Payments to I nfluence Certain Federal Transactions, and a change occurs that affects Block 10 of the 0MB Standard Form LLL (name and address of lobbying registrant or individuals performing services ) , t he Contractor s hall, at the end of the cal endar qua rter i n whi ch the change occurs , submi t to t he Contracti ng Offi cer within 30 days an updated disclosure using 0MB Standard Form LLL . (1 ) The Cont ractor shall obta i n a declaration, i ncluding t he certi fication a nd disclosure i n paragraphs (c ) and (d ) of the provision at FAR 52 . 203- 11, Certification and Disclosure Regarding Payment s to I nfluence Certa i n Federal Tr ansacti ons , f r om each per son r e questing or r eceivi ng a subcontract exceeding $100 , 000 under this contract . The Contractor or subcontractor that awards the s ubcont ract s hall reta i n t he de claration . (e ) Penalties . (1 ) Any person who ma kes an expendi ture prohibited under paragraph (b} of this clause or who fails to f i le or amend the disclosure to be filed or amended by paragraph (d ) of this clause shall be subject to civil penalties as provided for by 31 u.s.c. 1352 . An imposition of a civil penalty does not prevent the Government from seeki ng any other remedy that may be appl icable . (2 ) Contractors may rely without liability on the representation made by their subcontractors in t he certification and disclosure form . (f) Cost allowability . Nothing in this clause makes allowable or reasonable any costs which would otherwise be unallowabl e or unreasonable . Conversely, costs made specifically unal lowable by the requirements in this clause will not be made allowable under any other provision . (g ) Subcontracts . (2 ) A copy of each subcontractor di sclosure form (but not certifications) shall be forwarded from tier to tier until received by t he prime Contractor . The prime Contractor shall , at the end of t he calenda r quarte r i n whi ch t he discl osure f or m i s submi t t ed by the subcont ractor, s ubmi t t o the Contracting Officer within 30 days a copy of all disclosures . Each subcontractor certification s hall be retained i n t he subcontr act fi le of t he awa rding Cont r actor . (3 ) The Contractor shall include the substance of this clause, including this paragraph (g) , in any s ubcont ract exceedi ng $100, 000. (End of Clause) PAGE 29 OF 59 HHM402-08-C-0072